Updated Oct-2026 Test Engine to Practice Test for ICWIM Exam Questions and Answers!
International Certificate in Wealth & Investment Management Certification Sample Questions and Practice Exam
CISI ICWIM Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Investment Management | 15% | – Investment strategies – Portfolio construction theories – Performance measurement and evaluation – Risk and return concepts |
| Topic 2: Economics and Investment Analysis | 10% | – Economic indicators and cycles – Valuation methods – Macroeconomics and markets – Investment mathematics and statistics |
| Topic 3: Fiduciary Relationships | 16% | – Conflicts of interest – Risk profiling and suitability – Duties and responsibilities – Client needs assessment |
| Topic 4: Industry Regulation | 10% | – Compliance and governance – Client categorization and protection – Regulatory authorities and rules – Financial crime prevention |
| Topic 5: The Financial Services Sector | 16% | – Structure and participants – Regulatory objectives and frameworks – Market functions and products – Ethical standards and professional conduct |
| Topic 6: Asset Classes | 10% | – Real estate and alternative assets – Equities – Derivatives – Fixed income securities – Cash and money market instruments |
| Topic 7: Investment Advice | 21% | – Advisory process – Portfolio recommendations and review – Communication and documentation – Taxation principles |
| Topic 8: Lifetime Financial Provision | 18% | – Protection and insurance planning – Retirement planning – Trusts and foundations – Estate and succession planning |
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